Translation Functors and the Shapovalov Determinant

Arun Ram
Department of Mathematics and Statistics
University of Melbourne
Parkville, VIC 3010 Australia
aram@unimelb.edu.au

Last updated: 10 February 2015

This is an excerpt from the PhD thesis Translation Functors and the Shapovalov Determinant by Emilie Wiesner, University of Wisconsin-Madison, 2005.

Basics and Background

Some Definitions for Lie Algebras

Let 𝔤 be a Lie algebra over a field 𝔽. We view 𝔤 as a 𝔤-module via the adjoint action ad:𝔤×𝔤→𝔤 given by ad(x)y= [x,y]. Suppose 𝔤 is finite-dimensional. The Killing form κ(,):𝔤×𝔤→𝔽 is given by κ(x,y)=Tr (ad(x)ad(y)), where Tr is the trace. The Killing form is invariant, that is, κ([x,y],z)=-κ(y,[x,z]).

Fix a Lie algebra 𝔤. Write 𝔤⊗n=𝔤⊗⋯⊗𝔤 (n times). The universal enveloping algebra of 𝔤 is the associative algebra U(𝔤)=⨁n∈ℤ≥0 g⊗n/ ⟨x⊗y-y⊗x-[x,y] | x,y∈𝔤⟩. We can view U(𝔤) as a Lie algebra Lie(U(𝔤)) with bracket [u,v]=uv-vu for u,v∈U(𝔤). Then the defining relation of U(𝔤) implies that there is a Lie algebra homomorphism 𝔤→Lie(U(𝔤)).

([Dix1996] 2.1.11). Let 𝔤 be a Lie algebra with basis {xi | i∈I}, where I is a totally ordered set. Then the following set is a basis for U(𝔤): { xi1⋯ xin |  i1≤⋯≤in } .

Any Lie algebra 𝔤 has a Hopf algebra structure given by

coproduct: Δ(x)=x⊗1+1⊗x;
counit: ε(x)=0;
antipode: s(x)=-x.

Semisimple Lie Algebras

In this section we give a brief introduction to semisimple Lie algebras. More on semisimple Lie algebras can be found in [Dix1996] and [Hum1978].

A Lie algebra 𝔤 is simple if dim 𝔤>1 and the only ideals of 𝔤 are 0 and 𝔤. A Lie algebra 𝔤 is semisimple if 𝔤 is the direct sum of simple Lie algebras.

Define 𝔤(1)=[𝔤,𝔤] and 𝔤(n)=[𝔤(n-1),𝔤(n-1)]. The radical of 𝔤, Rad 𝔤, is the largest ideal of 𝔤 such that (Rad 𝔤)(n)=0 for some n.

([Dix1996], 1.5.2 and 1.5.12). Let 𝔤 be a Lie algebra over ℂ. The following are equivalent:

• 𝔤 is semisimple;
• the Killing form κ(,) on 𝔤 is nondegenerate;
• Rad 𝔤=0.

Let 𝔤 be a finite-dimensional complex semisimple Lie algebra. Then 𝔤 contains a unique maximal abelian subalgebra 𝔥 (with respect to inclusion) such that the linear transformations ad(h), h∈𝔥, are simultaneously diagonalizable on 𝔤. We call 𝔥 the Cartan subalgebra of 𝔤.

Let 𝔥*=Homℂ(𝔥,ℂ). Define 𝔤α= {x∈𝔤 | ad(h)x=α(h)x} and note that 𝔤=⨁α∈𝔥*𝔤α. A nonzero element α∈𝔥* is a root of 𝔤 if 𝔤α≠0. The set of roots of 𝔤 is denoted R.

The Killing form κ(,) is nondegenerate on 𝔥. Therefore, we can identify an element h∈𝔥 with an element α∈𝔥* so that α(x)=κ(x,h) for all x∈𝔥. We use the Killing form to define a form ⟨,⟩:𝔥*×𝔥*→ℂ on 𝔥*. For α,α′∈𝔥*, ⟨α,α′⟩= κ(h,h′), where α(x)=κ(x,h) and α′(x)=κ(x,h′) for all x∈𝔥.

We choose a basis of 𝔥* of simple roots α1,…,αk∈R so that for each β∈R we can write β=∑ikiαi, where either ki≥0 for all i or ki≤0 for all i. Given a choice of simple roots, the positive roots are R+= { β∈R | β= ∑ikiαi, ki≥0 } . The height function ht:R→ℤ is given by ht(β)=∑iki ,if α=∑i kiαi. The highest root is the unique element θ∈R+ such that ht(θ)≥ht(β) for all β∈R. Define ρ=12∑β∈R+β. The dual Coxeter number g is g=12 ⟨θ,θ+2ρ⟩.

Define αi∨=2αi⟨αi,αi⟩ and let hi∈𝔥 so that αi∨(x)=κ(x,hi) for all x∈𝔥.

([Dix1996], 1.10.2). Let 𝔤 be a finite-dimensional semisimple Lie algebra. Then, 𝔤 is generated by elements ei∈𝔤αi, fi∈𝔤-αi, and hi∈𝔥, 1≤i≤k, with relations

(1) [hi,hj]=0;
(2) [hi,ej]=aijej, [hi,fj]=-aijfj;
(3) [ei,fj]=δi,jhi;
(4) [ei,⋯[ei⏟1-aij times,ej]⋯]=0, [fi,⋯[fi⏟1-aij times,fj]⋯]=0, if i≠j
where aij=⟨αj,αi∨⟩=αj(hi).

The generators h1,…,hk are a basis for 𝔥. Let 𝔤>0 be the subalgebra of 𝔤 generated by e1,…,ek and 𝔤<0 the subalgebra generated by f1,…,fk. The previous proposition implies 𝔤=𝔤>0⊗𝔥⊗ 𝔤<0. (1.1) The Cartan matrix associated to 𝔤 is A=(aij)1≤i≤k.

We define the following subsets of 𝔥*:

• the set of integral weights of 𝔤: P={λ∈𝔥* | ⟨λ,α∨⟩∈ℤ};
• the set of dominant integral weights of 𝔤: P+={λ∈𝔥* | ⟨λ,α∨⟩∈ℤ≥0};
• the root lattice of 𝔤: Q=∑1≤i≤k ℤαi;
• the positive root lattice: Q+=∑1≤i≤k ℤ≥0αi.
The dominance ordering on 𝔥* is the partial ordering on 𝔥* given by λ≥μ if λ-μ∈Q+.

Associated to 𝔤 is a Weyl group W. The Weyl group is the group generated by reflections si, 1≤i≤k, which act on 𝔥* by si(λ)=λ-⟨λ,αi∨⟩αi. It is straightforward to check that ⟨αi,slαj⟩= ⟨slαi,αj⟩ (1.2) for 1≤i,j,l≤k. The dot action of W is given by si∘λ=si(λ+ρ)-ρ.

Recall 𝔤 is finite-dimensional. Suppose dim 𝔤=n. Let {ui | 1≤i≤n} be a basis of 𝔤, and let {ui | 1≤i≤n} be a dual basis with respect to κ(,), i.e. κ(ui,uj)=δi,j. Define the Casimir element Ω0∈U(𝔤) by Ω0=∑i=1n uiui.

([Hum1978], 22.1-22.2). For x∈𝔤,

• [Ω0,x]=0.
• ad(Ω0)x=∑i=1n[ui,[ui,x]]=2gx, where g=12⟨θ,θ+2ρ⟩ is the dual Coxeter number of 𝔤.

For any choice of dual bases {ui} and {ui}, we can write x∈𝔤 as x=∑i=1nκ (x,ui)ui. (1.3) Using this, it is easy to check that Ω0 is independent of the initial choice of basis {ui}. In particular, we can switch the roles of ui and ui to get ∑i=1n [ui,ui]= ∑i=1n uiui- ∑i=1n uiui=0. (1.4)

Reductive Lie Algebras

A natural weakening of the definition of a semisimple Lie algebra is a reductive Lie algebra. A Lie algebra 𝔤 is reductive if it is the direct sum of an abelian Lie algebra and a semisimple Lie algebra. Note that the Killing form is not necessarily nondegenerate on 𝔤. However, it is still possible to define a nondegenerate form on 𝔤 ([Dix1996], 1.7.3).

Odds and Ends

Bilinear Forms

Let V and W be ℂ vector spaces. Then a bilinear form on V and W is a map ⟨,⟩:V×W→ℂ such that for all v,v′∈V, w,w′∈W and α∈ℂ, ⟨αv+v′,w⟩ = α⟨v,w⟩+ ⟨v′,w⟩ ⟨v,αw+w′⟩ = α⟨v,w⟩+ ⟨v,w′⟩. A Hermitian bilinear form is a map ⟨,⟩:V×W→ℂ such that for all v,v′∈V, w,w′∈W and α∈ℂ, ⟨αv+v′,w⟩ = α‾⟨v,w⟩ +⟨v′,w⟩, ⟨v,αw+w′⟩ = α⟨v,w⟩+ ⟨v,w′⟩. Here, α‾ is the complex conjugate of α.

Let q be an indeterminant. For vector spaces V and W over ℚ(q), we will also say a map ⟨,⟩:V×W→ℚ(q) is a Hermitian bilinear form if for all v,v′∈V, w,w′∈W and α∈ℚ(q), ⟨αv+v′,w⟩ = α‾⟨v,w⟩+ ⟨v′,w⟩; ⟨v,αw+w′⟩ = α⟨v,w⟩+ ⟨v,w′⟩ where ·‾:ℚ(q)→ℚ(q) is the ℚ-automorphism sending q to q-1.

Derivations

For an algebra A, a derivation on A is a linear map D:A→A such that for any x,y∈A, D(xy)= D(x)y+ xD(y). The set of derivations 𝒟 on A naturally has a Lie algebra structure. That is, we can define a bracket [,]:𝒟×𝒟→𝒟 by [D,D′]=DD′-D′D.

A Lemma for Determinants

Suppose A∈Mn(ℂ) and B∈Mm(ℂ) with B=(bkl). Define C= ( Ab11 ⋯ Ab1m ⋮ ⋱ ⋮ Abm1 ⋯ Abmm ) . Then, det A⊗B= (det A)m (det B)n.

Proof.

If b1i=0 for all 1≤i≤m, then det C=0 and det B=0; then the lemma holds. Therefore, we may assume b1i≠0 for at least one 1≤i≤m. Since a rearrangement of the columns of a matrix does not affect its determinant, we may assume b11≠0.

We prove the result by inducting on m. Now, det A⊗B = det ( Ab11 Ab12 ⋯ Ab1m 0 A(b22-b12b21b11) ⋯ A(b2m-b1mb21b11) ⋮ ⋮ 0 A(bm2-b12bm1b11) ⋯ A(bmm-b1mbm1b11) ) = (b11)n det A×det ( A(b22-b12b21b11) ⋯ A(b2m-b1mb21b11) ⋮ ⋮ A(bm2-b12bm1b11) ⋯ A(bmm-b1mbm1b11) ) = (b11)n det A (det A)m-1det ( (b22-b12b21b11) ⋯ (b2m-b1mb21b11) ⋮ ⋮ (bm2-b12bm1b11) ⋯ (bmm-b1mbm1b11) ) n ⏟By the induction hypothesis = (det A)m ( b11det ( (b22-b12b21b11) ⋯ (b2m-b1mb21b11) ⋮ ⋮ (bm2-b12bm1b11) ⋯ (bmm-b1mbm1b11) ) ) n = (det A)m (det B)n.

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Projectives and Extensions

Let R be a ring and 𝒞 an abelian category of left R modules.

A module P∈𝒞 is projective in the category 𝒞 if whenever A,B∈𝒞 with a map α:P→A and a surjective map β:B→A, then there exists γ:P→B such that β∘γ=α. In other words, we have the following diagram: P γ ↓α B ⟶β A ⟶ 0 For M∈𝒞, a projective cover is a projective module P∈𝒞 along with a surjective homomorphism ϕ:P→M such that ϕ(P′)≠M for any proper submodule P′ of P.

A projective cover P of M∈𝒞 is unique up to isomorphism.

Proof.

Suppose that P and P∼ are both projective covers of M. We then have P γ ↓ P∼ ⟶ M ⟶ 0 P∼ γ∼ ↓ P ⟶ M ⟶ 0 By definition of a projective cover, both γ and γ∼ must be surjective. Therefore, γ∼∘γ=id|P and so γ is an isomorphism.

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Suppose P,M,M′∈𝒞 with P projective and M′⊆M. Then HomR(P,M/M′)= HomR(P,M)/ HomR(P,M′) and dim HomR(P,M/M′)= dim HomR(P,M)- dim HomR(P,M′).

Proof.

Clearly, we have a map ·‾:HomR(P,M)→HomR(P,M/M′), where ϕ:P→M is sent to ϕ‾:P→M→M/M′. Then ϕ‾=0 implies that ϕ(P)⊂M′, and so ϕ is a map from P to M′. Thus, ker(·‾)⊂HomR(P,M′).

For the other direction, note that a homomorphism from P to M/M′ can be lifted to a homomorphism from P to M since P is projective.

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Let A,B∈𝒞. An extension of A by B is a short exact sequence 0⟶B⟶E⟶A⟶0, where E∈𝒪. Two extensions 0⟶B⟶E⟶A⟶0, 0⟶B⟶E′⟶A⟶0, are equivalent if there exists γ:E→E′ such that the following diagram commutes. 0 ⟶ B ⟶ E ⟶ A ⟶ 0 ↓id ↓γ ↓id 0 ⟶ B ⟶ E′ ⟶ A ⟶ 0 Define Ext1(A,B) to be the set of equivalence classes of extensions of A by B.

([MPi1995], 1.12.4, 1.12.4'). Let B,B′,B″,A∈𝒞, and suppose 0⟶B⟶B′⟶B″⟶0 is exact. Then, 0⟶ HomR(A,B)⟶ HomR(A,B′)⟶ HomR(A,B″)δ⟶ Ext1(A,B)⟶ Ext1(A,B′)⟶ Ext1(A,B″) is exact. The map δ:Hom(A,B″)→Ext1(A,B) is given by δ(f)=ℰ, where ℰ:0→B→E→A→0 is such that the following diagram commutes. 0 ⟶ B ⟶ B′ ⟶ B″ ⟶ 0 ↑ ↑ f↑ 0 ⟶ B ⟶ E ⟶ A ⟶ 0 . Also, 0⟶ HomR(B″,A)⟶ HomR(B′,A)⟶ HomR(B,A)δ′⟶ Ext1(B″,A)⟶ Ext1(B′,A′)⟶ Ext1(B,A) is exact. The map δ′:Hom(B,A)→Ext1(B″,A) is given by δ′(f)=ℰ′, where ℰ′:0→A→E′→B″→0 is such that the following diagram commutes. 0 ⟶ B ⟶ B′ ⟶ B″ ⟶ 0 ↓f ↓ ↓ 0 ⟶ A ⟶ E′ ⟶ B″ ⟶ 0 .

Central Extensions

Let 𝔤 and 𝔠 be Lie algebras. A central extension of 𝔤 by 𝔠 is a short exact sequence of Lie algebras 0⟶𝔠⟶i 𝔤‾ ⟶π𝔤⟶0 (1.5) so that 𝔠 is contained in the center of 𝔤‾. We will also say that 𝔤‾ is a central extension of 𝔤, suppressing the choice of maps i and π. A Lie algebra 𝔤‾ is perfect if 𝔤‾=[𝔤‾,𝔤‾]; a central extension (1.5) so that 𝔤‾ is perfect is a covering of 𝔤.

A covering (1.5) of 𝔤 is a universal central extension if, for any central extension 0⟶𝔠′⟶i′ 𝔤‾′⟶π′ 𝔤⟶0, the following diagram commutes: 0 ⟶ 𝔠 ⟶i 𝔤‾ ⟶π′ 𝔤 ⟶ 0 ↓ ↓ ↓ 0 ⟶ 𝔠′ ⟶i′ 𝔤‾′ ⟶π′ 𝔤 ⟶ 0 . A Lie algebra 𝔤 has a universal central extension if and only if 𝔤 is perfect ([MPi1995] 1.9.2). A universal central extension will be unique up to an equivalence of extensions ([MPi1995], 1.9.1).

Notes and References

This is an excerpt from the PhD thesis Translation Functors and the Shapovalov Determinant by Emilie Wiesner, University of Wisconsin-Madison, 2005.

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