Last updated: 10 February 2015
This is an excerpt from the PhD thesis Translation Functors and the Shapovalov Determinant by Emilie Wiesner, University of Wisconsin-Madison, 2005.
Lie algebras with triangular decomposition generalize important properties of the decomposition of semisimple Lie algebras given in Equation 1.1. Our study of the Virasoro algebra (Chapter 3) relies on its Hermitian triangular decomposition.
The material in this chapter through Section 2.4 can be found in [MPi1995].
Let be a Lie algebra over Then has a triangular decomposition if
• | where is abelian and |
• | where is a free additive semigroup and |
• | there is a basis of of linearly independent elements of i.e. can be written for |
• | there is a linear anti-involution such that and |
• | |
• | is a Lie algebra with triangular decomposition with anti-involution |
Suppose is a Lie algebra with a triangular decomposition. If for some then since Because we have
The roots of are those such that An element is a root vector if for some root Then has a basis of root vectors. Fix an index set for a basis of root vectors of and a total order on Let so that
For a partition write Then Proposition 1.1.1 can be restated for as follows.
(See Proposition 1.1.1). Let be a Lie algebra with a triangular decomposition as described above. Then where
• | the symmetric algebra of |
• | has a basis |
• | has a basis |
Let Define the height function by
A triangular decomposition is regular if the weight spaces of are finite-dimensional. It is finite if the root lattice is finitely generated. All highest weight modules will be in Category only if has a regular triangular decomposition. The proof that Category decomposes into blocks will rely on having a finite triangular decomposition.
Let be a Lie algebra with a regular triangular decomposition. Let be a and The space of is If then is a weight of The dominance order is the partial ordering on the set of weights given by The Category is the set of such that
• | is |
• | there exist such that only if for some |
• | for all |
([MPi1995] 2.6.2). Let and be modules in Category Then and are in Category
Within Category we pay special attention to highest weight modules. A is a highest weight module of highest weight if there is such that generates and Such a vector is a highest weight vector. If is a highest weight module of highest weight then
Among highest weight modules, Verma modules are of particular interest. Let be the universal enveloping algebra of The Verma module of weight is the where is the left generated by and Equivalently, we can define the Verma module as the induced module where is the with action and for and We will write for a choice of a highest weight vector of (This choice is unique up to scalars.)
Let Then and The weight space has a basis
Proof. | |
As Therefore, Proposition 2.0.5 implies that and has a basis Since has a regular triangular decomposition, Therefore, |
Since Verma modules are free every highest weight module is the quotient of a Verma module. (If is a highest weight module generated by we can define a surjective homomorphism by Therefore, the previous result implies that all highest weight modules are in
Let be a finitely-generated Then has a maximal proper submodule. In particular, for has a unique maximal proper submodule
Proof. | |
Since every element of is a finite sum of weight vectors, is generated by a finite sum of weight vectors. Let be a minimal generating set of weight vectors for Assume Consider the set of submodules This set is nonempty (since and partially ordered by inclusion. We claim that this set has a maximal element. To prove this claim, let be an increasing chain of submodules in and define Then is a submodule of Since there is some so that for all Since for all this implies Therefore, and so every increasing chain in has a maximal element. Zorn's Lemma implies that has a maximal element By construction, any submodule of which properly contains is not in and so must contain Because we have chosen the generating set to be minimal, the submodule generated by is contained in and so for This implies Therefore, if is a maximal proper submodule. Any maximal proper submodule of must not contain at least one of the generators of Since is generated by one element, this implies has a unique maximal proper submodule. |
This result implies M(X) has a unique simple quotient
Up to isomorphism, the simple modules in Category are
Proof. | |
Let be a simple module. Since we can choose so that and for all Let Then is a highest weight vector, and so there is a map given by Since is irreducible, To show that the simple modules are distinct, suppose with We may assume Therefore, and so |
The following result is an analogue of the Krull-Schmidt theorem for groups (see [Isa1994], 10.9).
Let be finitely generated. Then is a finite direct sum of indecomposable submodules which are also finitely generated.
Proof. | |
Let be a generating set for Since every element of can be written as a finite sum of weight vectors. Therefore, we assume for some Suppose can be written as a finite direct sum of nonzero submodules, Write where Then generates This implies that for each there is at least one such that Therefore, since Therefore, we can continue to decompose until the summands are indecomposable; since is bounded, the number of terms in this decomposition will be finite. |
Let be the group algebra of and let be the set of formal infinite sums. For the character of is For the product is well-defined and
As we noted above, highest weight modules, and specifically Verma modules and irreducible highest weight modules, are special modules in Category Therefore, we would like to analyze other modules in Category by means of these modules. The following filtrations provide a way to do this. The concepts of local and Verma composition series lead us to define the decomposition numbers and Highest weight series provide an important tool in proving the decomposition of Category into blocks (Theorem 2.3.12).
Let A composition series for is a finite sequence of submodules such that each factor is irreducible. Not all modules in Category have a composition series. Therefore, we use a more localized idea of a composition series. Let and A local composition series for at is a finite sequence of submodules and a subset such that
• | for each there is so that |
• | for for all |
Example. Consider the Verma module for the Virasoro algebra. As we see in Chapter 3, this module has a unique chain of nested distinct submodules, which is infinite: Therefore, does not have a composition series. However, does have a local composition series at for any For example,
• | For with or the series is a local composition series at |
• | For with the series where so that is a local composition series at |
Let and Then has a local composition series at
Proof. | |
We prove this claim by inducting on (This sum is always finite since and there are a finite number of weights between any two weights.) If then is a local composition series at Suppose and assume the result holds for all modules with Choose maximal so that and Let By the maximality of must be a highest weight vector. Let and let be the maximal submodule of Then We have and Therefore, by the inductive hypothesis, both and have local composition series at For each let be a submodule of so that Then, is a local composition series for at |
([MPi1995] 2.6.9). Let and Suppose that has a local composition series at and at Then there exist series a refinement of and a refinement of such that and the two series have isomorphic factors.
For and define to be the number of occurrences of in a local composition series for at
Let A Verma composition series for is a finite sequence of submodules such that each factor is a Verma module.
Let Then any two Verma composition series for have isomorphic factors.
Proof. | |
Let be Verma composition series for with and Then, Choose maximal in This implies the coefficient of in (2.2) is and so for some Therefore, Induct on to get the result. |
Suppose has a Verma composition series. For define to be the number of occurrences of in a Verma composition series of
Let Then a highest weight series for is an increasing filtration of submodules such that
• | |
• | is a highest weight module. |
Let be a Lie algebra with regular finite triangular decomposition. Then all modules in Category have a highest weight series.
Proof. | |
Let Choose so that only for We may assume that any weight of is comparable to only one (If and then we can replace and by some so that Let be a weight of and suppose Then define Choose a weight of so that is minimal. This implies that any nonzero vector in is a highest weight vector. Therefore, choose and let be the of generated by Now choose a weight of so that is minimal. Then we can choose Let be the submodule of so that is generated by In this way we inductively define The following picture illustrates this process of choosing the weights In this way, we construct a filtration such that each quotient is a highest weight module. Since is finitely generated, there are only a finite number of weights of such that has a given value. This, along with the fact that show that the construction outlined above yields a filtration so that |
Let be a Lie algebra with a regular, finite triangular decomposition. Recall, for and is the number of times appears in a local composition series for Define a relation on by if Extend this to an equivalence relation on The blocks of are the equivalence classes of under For let represent the block containing Denote the set of blocks of by
For define to be the full subcategory of consisting of modules such that only if As we will see in Theorem 2.3.12, the category can be decomposed into these subcategories. This decomposition is the goal of this section, which follows Sections 2.10-2.12 of [MPi1995].
In this section, we introduce a new class of the projective cover of the irreducible module We then establish a reciprocity between these projective modules and Verma modules on the one hand and Verma modules and irreducibles on the other.
The irreducible modules do not in general have a projective cover in the full category Therefore, we fix and restrict to the subcategory which consists of modules such that only if
Rather than defining directly, we construct a larger projective module in Let We will view as a with the following action: for and Under this action, has a weight-space decomposition Then the subspace is a of Define the Then is the induced
Proof. | |
Let be a basis of weight vectors for (This set is finite since for all and unless As a is (freely) generated by Therefore, is finitely generated as a This implies only if and |
is projective in
Proof. | |
Let and be modules in such that Note that elements of are sums of elements of the form where and is the image of Suppose Let be such that Define a map by If this map is well-defined, it is clearly a homomorphism such that Therefore we check that is well-defined. Suppose that Then for some This implies However, and so |
has a Verma composition series and
Proof. | |
Note that is a free Let be a basis of weight vectors for Assume that and implies Let be the submodule of generated by Then the following is a Verma composition series for Also, for Since is projective, |
Let be a finitely generated indecomposable projective module. Then has a unique maximal submodule.
Proof. | |
Let From Lemma 2.1.5, we have where each is an indecomposable projective module. Moreover, each is generated by one element, namely the projection of Lemma 2.1.3 shows that has a maximal proper submodule. Since is generated by one element, this submodule is unique. Now consider any finitely generated indecomposable projective module Let be a generating set for so that Then there is a surjective map defined by where Since is projective and indecomposable, it must be isomorphic to an indecomposable summand of The previous paragraph implies that has a unique maximal submodule. |
For each the irreducible module has a projective cover The modules are all of the indecomposable projectives in
Proof. | |
Let Then is a quotient of and therefore must be a quotient of a projective indecomposable summand of Then is a projective cover of which we denote by The previous proposition shows that each finitely generated indecomposable module has a unique irreducible quotient, and so for some |
([RCW1982]). Let Then,
Proof. | |
We begin by showing According to Lemma 2.2.1, has a local composition series at Lemma 1.3.3 implies Consider By definition of a local composition series for some or for all Now, since has a unique maximal submodule Suppose for all Since is the unique irreducible quotient of and any homomorphism must be trivial. Therefore, We now have Next we show Recall and for some Therefore, Observe that On the other hand, since acts like a free module in Therefore, and unless Using Equation 2.3, we can then induct on to show |
provides a useful tool for studying blocks, particularly in the proof of the decomposition of Category by blocks (Theorem 2.3.12). For a definition of see Section 1.3.4.
If then
Proof. | |
We first claim implies To prove this, assume and let be an extension of by Let so that If then for all and so is a highest weight vector in Therefore, we have a homomorphism given by Then and so the sequence splits. This implies We now assume Since Using Theorem 2.3.6. we only need to show Since has a Verma composition series (Proposition 2.3.3) and is a direct summand of has a Verma composition series such that We then have the following diagram Since is projective, there is a homomorphism such that Then, We must have either or If induces a map and the sequence splits. Therefore, Applying to the Verma composition series for we have Therefore, there is some such that and Then |
Let be a highest weight module of highest weight Suppose Then there is some such that and In particular,
Proof. | |
We have Let be the maximal submodule of Then we have a short exact sequence Proposition 1.3.4 implies that or If the proposition holds. Therefore assume that Let be a local composition series for Then, by Proposition 1.3.4, for some Recall that for some or for all Suppose for all We claim this implies a contradiction. Let be a short exact sequence. Choose so that Then Since and for This implies that is a highest weight vector. We then have a map given by Thus, the sequence splits, and so Therefore, By Lemma 2.3.7, Since is a subquotient of and hence of |
Recall that the blocks of are defined to be the equivalence classes of where if The following proposition provides alternative definitions of this equivalence relation.
([Nei1984]). Let Then the following are equivalent:
• | |
• | |
• |
Proof. | |
Theorem 2.3.6 shows that the first two statements are equivalent. Also clearly implies Therefore we only need to check that implies Suppose We will show that by inducting on If the result clearly holds. Now suppose Let be the maximum proper submodule of We may refine the series into a local composition series, which implies that Let be a highest weight series for where is a highest weight module of highest weight There is some such that since the weight spaces of are finite-dimensional. This means and so Therefore, can be refined to a local composition series with a factor of Choose minimal so that Then Suppose Then we have a nontrivial map We may assume is minimal such that The sequence is exact. Therefore, Proposition 1.3.4 implies that is exact. The first term in this sequence is and the second is nonzero. Therefore, the third term is nonzero: We use Lemma 2.3.8 to show there is some such that and and Applying the inductive hypothesis, we have If we can use the induction hypothesis to conclude and |
Recall that, for a block is the full subcategory of consisting of modules such that is a local composition factor of only if
Let with Suppose and are highest weight modules. Then,
Proof. | |
From Proposition 2.3.8, if there exists such that and This implies a contradiction. Therefore, Since is a highest weight module of highest weight there is a submodule such that is exact. Proposition 1.3.4 implies If then Therefore, we only need to check that Let Since On the other hand, This implies |
([MPi1995], 2.12.3). Let with Suppose and with have a filtration by highest weight modules of finite length. Then,
([MPi1995]). Let be a Lie algebra with a regular, finite triangular decomposition. Then, the category decomposes into subcategories: This means that for where
Proof. | |
Let Then has a filtration such that is a highest weight module. For we construct by constructing a highest weight series such that We do this inductively. Suppose we have constructed these highest weight series for and suppose For let To define we use the short exact sequence Since Since Lemma 2.3.11 implies and so the sequence in (2.4) splits: Therefore there exists a module so that To finish the induction step, we claim Clearly, Also, which shows |
Suppose has a triangular decomposition. Proposition 2.0.5 implies the following decomposition, Let be the projection map. Recall that is the anti-involution such that and We can then define a bilinear form on For define This induces a bilinear form on Fix a highest weight vector of For define
If has an Hermitian triangular decomposition, we make the following modifications to the definition of the contravariant form. In this case there is a real Lie algebra such that and is an Hermitian anti-involution such that For define by for and Then the Hermitian form is defined by where and is a highest weight vector of
For the remainder of this chapter we assume
• | has a regular, finite triangular decomposition; OR |
• | has a regular, finite Hermitian triangular decomposition, and we restrict all choices of weights to such that for some |
For with with respect to
Proof. | |
Choose so that For and we have |
The radical of is
Let Then the unique maximal submodule of
Proof. | |
We first show that is a submodule of Let and Then for any since Therefore, Clearly, linear combinations of elements in are in Thus, is a submodule of Since We now show that Let Then there is no such that for some Therefore, for any Since any vector in is of the form for some this implies |
Let be any highest weight module of highest weight Since for some submodule the previous lemma implies that can be extended to
The weight space has a basis (Recall the are such that We can associate to a matrix defined by According to Lemmas 2.4.1 and 2.4.2, the matrix is degenerate if and only if Therefore we define Then if and only if
Example. Consider with the standard basis where The Cartan subalgebra is and let so that The anti-automorphism is given by Let and Then has a basis It is straightforward to check that and so More generally, Shapovalov [Sha1972] computed the determinant for any finite-dimensional semisimple Lie algebra where is the number of ways that can be written as a sum of positive roots. As we will see, Kac also found an explicit formula for the determinant for the Virasoro algebra (Theorem 3.4.3).
Let be an indeterminant. Define with the Lie bracket on given by For the Verma module is given by where is the left generated by and Let be the map given by This can be extended to surjective homomorphisms and
We can extend the Shapovalov form to a form Define Then is a of Define The Jantzen filtration of is For define the order of by if and
(See [MPi1995], Theorem 2.9.4) Suppose is chosen so that is nondegenerate. Then,
• | for |
• | the maximal proper submodule of |
• |
Let be a Lie algebra with a regular, finite triangular decomposition. Recall that Category is closed under tensor products. Theorem 2.3.12 then implies that decomposes by blocks. In this section, we consider the translation
Fix For consider the set If this set is nonempty, enumerate the elements so that for The following proposition is a corollary of Theorem 2.3.12.
Let Then, The module has a filtration such that and
Proof. | |
Let be a generator of Enumerate the weights of by so that for For each weight of let be a basis for Define to be the submodule of generated by Then gives a filtration by Verma modules. We then apply the proof of Theorem 2.3.12 to get the decomposition. |
Recall that is a Hopf algebra with coproduct This allows us to define a contravariant form on the tensor product using the contravariant forms on and For and define by This form will be contravariant: for any
Let For let be a basis for For the following sets are bases for Moreover, the transition matrix between these two bases has determinant
Proof. | |
We have By appropriately ordering the elements of (2.5) and (2.6), we see that the transition matrix taking (2.6) to (2.5) is upper triangular with ones on the diagonal. Therefore, this matrix is invertible with determinant 1. |
Define Note that Also, define
Let and Then
Proof. | |
Enumerate the weights between and We have shown that for and for Therefore, the matrix has the form where is the matrix Using Lemma 1.3.1, we have |
Suppose with Then, respect to the contravariant form.
Proof. | |
First we write down a basis for Enumerate the set so that for so that for Given the decomposition in Proposition 2.6.1, we can choose a set so that for each weight space the set is a basis for We will show by inducting on To prove the base case, we need to show that (2.7) holds for all such that for any If the result is obvious. Therefore, assume Since has a basis Since for any has a basis We then have since For general has a basis For we have Since we can use the induction hypothesis to conclude For and by the induction hypothesis. |
This is an excerpt from the PhD thesis Translation Functors and the Shapovalov Determinant by Emilie Wiesner, University of Wisconsin-Madison, 2005.