Lectures on Chevalley groups
Arun Ram
Department of Mathematics and Statistics
University of Melbourne
Parkville, VIC 3010 Australia
aram@unimelb.edu.au
Last update: 4 July 2013
§7. Central extensions
Our object is to prove that if and are
as in §6, then is a universal central extension of
in a sense to be defined. The reader is referred to the lecturer's paper in Colloque sur la théorie des groupes algébriques,
Bruxelles, 1962 and for generalities to Schur's papers in J. Reine Angew. Math. 1904, 1907, 1911.
Definition: A central extension of a group is a couple
where
is a group, is a homomorphism of
onto and
center of
Examples:
(a) |
as in §6.
|
(b) |
the natural homomorphism of one
Chevalley group onto another constructed from a smaller weight lattice. E.g.,
and
|
(c) |
a topological covering of a
connected topological group; i.e., is a local isomorphism, carrying a neighborhood of isomorphically onto one of
We note that is central since a discrete normal subgroup of a connected group is
necessarily central. To see this, let be a discrete normal subgroup of a connected group and let
Since the map given by
has a discrete and connected image,
for all
|
Definition: A central extension of a group is
universal if for any central extension
of there exists a unique homomorphism
such that
i.e., the following diagram is commutative:
We abbreviate universal central extension by u.c.e. We develop this property in a sequence of statements.
(i) If a u.c.e. exists, it is unique up to isomorphism.
|
|
Proof. |
|
If and
are u.c.e. of
let
and
be such that and
Now and
Hence is the identity on by the uniqueness of
in the definition of a u.c.e. Similarly
is the identity on
|
(ii) If is a u.c.e. of then
and hence
where is the
derived group of
|
|
Proof. |
|
Consider the central extension
where and
Now if and
then
and hence
Thus,
and
|
(iii) If and
is a central extension of then
where is a central subgroup of
on which is trivial. Moreover,
|
|
Proof. |
|
We have
Hence, where
Also,
|
(iv) If then possesses a u.c.e.
|
|
Proof. |
|
For each we introduce a symbol
Let be the group generated by
subject to the condition that
commutes with for all
If
then by using induction on the length of an expression in we see that extends to a central
homomorphism of onto
(a) covers all central extensions of
To see this, let
be any central extension of Choose
such that
Since is central, the
satisfy the condition on the Hence, there is a homomorphism
such that
and
thus
(b) If and also denotes the restriction of
to then covers all central extensions
uniquely. By (iii), we have that covers all central extensions. If
is a central extension of
and if
then
center of Thus,
is a homomorphism of into an Abelian group. Since
is trivial and
|
Remark: Part (a) shows that if is any group then there is a central extension covering all others.
(iv') If is a central extension of which covers all others
and if then
is a u.c.e.
(v) If and
are central extensions, then so is
provided
|
|
Proof. |
|
If let
be the map
Now center of since
because center of Now
is a homomorphism, so is trivial, and center of
|
(vi) Exercise: In (v), is a u.c.e. of if and only if
is a u.c.e. of
Definition: A group is said to be centrally closed if
is a u.c.e. of
(vii) Corollary: If is a u.c.e. of
then is centrally closed.
(viii) If is centrally closed, then every central extension
of splits; i.e, there exists a homomorphism
such that
(ix) is a u.c.e. of if and only if every diagram of the form
can be uniquely completed, where
is a central extension of and is a homomorphism.
|
|
Proof. |
|
One direction is immediate by taking and
Conversely, suppose the diagram is given and
is a u.c.e. Let be the subgroup of
If is given by
then is central. Since is a u.c.e. of
there is a unique homomorphism
such that Now the homomorphism
where
is given by
satisfies
If
then let be given by
Since we have
and
proving the uniqueness of
|
Definition: A linear (respectively projective) representation of a group is a homomorphism of
into some (respectively
Since is a central extension of
we have the following result:
(x) Corollary: If is a u.c.e. of
then every projective representation of can be lifted uniquely to a linear representation of
(xi) Topological situation: If is a topological group one can replace the condition
by is connected, the condition
is a u.c.e. by
is a universal covering group in the topological sense, and the condition
is centrally closed by is simply connected in the above discussion and obtain similar results.
Definition: If is a u.c.e of the group
then we call
the Schur multiplier of
If we write
to indicate the dependence on then a homomorphism
leads to a corresponding one
by (ix). Thus is a functor from the category of groups such that
to the category of Abelian groups with the following property: if
is onto, then so is
Remark: Schur used different definitions (and terminology) since he considered only finite groups but did not require that
If
our definitions are equivalent to his. One of Schur's results, which we shall not use,
is that if is finite then so is
Theorem 10: Let be an indecomposable root system and a field such that
and, if
then
If
is the corresponding universal Chevalley group (abstractly defined by the relations (A),(B),(B'),(C) of §6), if
is the group defined by the relations (A),(B),(B') (we use (B') only if
and if
is the natural homomorphism from to
then
is a u.c.e. of
Remark: There are exceptions to the conclusion. E.g.
and are such. Indeed
and is a central extension of
For
see Schur. It can be shown that the
number of couples for which the conclusion fails is finite.
|
|
Proof. |
|
Since
and
u.c.e. exist for both and The conclusion becomes
is centrally closed, by the above remarks. We need only show that every central extension
of splits, i.e.,
there exists so that
i.e., the relations defining can be lifted to
We may assume but then
is a central extension of
by (v). We need only show
(1) If is a central extension of then the relations
(A),(B),(B') can be lifted to
Let a central subgroup of
We have:
(2) A commutator with
depends only on
the classes mod to which
and belong.
Choose so that
Then in
for all
We define
so that
and so that
(3)
and then (and later
in terms of the
by the same formulas which define the and the
in terms of the Note that this choice is not circular
because of (2). We shall show that the relations (A),(B),(B') hold with
in place of
(4)
for all
Set
with Conjugating (3) by
we get
and the left side equals
by (3). Similarly we have
(4')
for all n∈N, α∈Σ,
t∈k.
(5) If α and β are roots, α+β≠0,
and α+β is not a root, then φxα(t)
and φxβ(u)
commute for all t,u∈k. Set
φxα(t)
φxβ(u)
φxα(t)-1
=
f(t,u)φ
xβ(u),
t,u∈k,
f(t,u)∈C. We must show
f(t,u)=1.
Clearly, from the definitions we have
(6) f is additive in both positions.
(5a) Assume α≠β. If
(α,β)=0, then
f(t,u)=f(tv2,u)
(v≠0) by Lemma 20(c) and by (4) with
h=hα(v).
If (α,β)>0, then
f(t,u)=f(tvd,u)
where d=4-〈α,β〉〈β,α〉
by Lemma 20(c) and by (4) with h=hα(v2)hβ(v-〈β,α〉).
In both cases, f(t(1-vd),u)=1
by (6) for some d=1,2, or
3. Choose v so
vd-1≠0. Then we get
f≡1.
(5b) Assume α=β and rank Σ>1.
If there is a root γ so that 〈α,γ〉=1,
set h=hγ(v) in the preceding argument and obtain
(*) f(t,u)=f(tv,uv).
Choose v so that v-v2≠0 and
1-v+v2≠0. By
(*) and (6),
f(t(v-v2),u)=
f(t,u/(v-v2))=
f(t,u/v)f(t,u/(1-v))=
f(vt,u)f((1-v)t,u)=
f(t,u),
whence f(t(1-v+v2),u)=1
and f≡1. If there is no such
γ, then Σ is of type Cn
and α is a long root. In this case, however, α=β+2γ
with β and γ roots. Thus,
(
φxβ(t),
φxγ(u)
)
=
gφxβ+γ
(±tu)φ
xβ+2γ
(±tu2)
with g∈C, by Lemma 33. Since
φxα(v)
commutes with all factors but the last by (5a), it also commutes with the last.
(5c) Assume α=β and
rank Σ=1.
At least we have f(t,u)=f(tv2,uv2),
t,u∈k,
v∈k*, using
h=hα(v) in the argument above.
We may also assume that |k| is not a prime. If it were, then
xα(t) and
xα(u) would be powers of
xα(1) and (5) would be immediate. Referring to the
proof of (5b), we see it will suffice to be able to choose v so that
v,1-v are squares and
v-v2≠0,
1-v+v2≠0. If
k is finite of characteristic 2, this is possible since all elements of k are squares. Otherwise, set
v=(2w/(1+w2))2.
Then 1-v=((1-w2)/(1+w2))2,
and we need only choose w so that 1+w2≠0,
v-v2≠0, and
1-v+v2≠0.
Since at most 13 values of w are to be avoided and
|k|≥25 in the present case, this too is possible. T
his completes the proof of (5).
(7) φ preserves the relations (A). The element
x=
φxα(tc-1)
φxα(uc-1)
(φxα((t+u)c-1))-1
is in C, and hence the transform of x by hα(a)
is x itself. However, by (3), (4), (5) this transform is also
xφxα(t)
φxα(u)
(φxα(t+u))-1.
(8) φ preserves the relations (B). We have
φxα(t)
φxβ(u)
φxα(t)-1
=
f(t,u)∏
φxiα+jβ
(cijtiuj)
φxβ(u),
where f(t,u)∈C.
One proves f=1 by induction on n, the number of roots of the form
iα+jβ
i,j∈ℤ*. If
n=0, this is just (5). If
n>0, the inductive hypothesis and (7) imply f satisfies (6), and then
the argument in (5a) may be used.
(9) φ preserves the relations (B'). This follows from (4').
This completes the proof of the theorem.
□
|
Exercise: Assume ℒ is the original Lie algebra with coefficients transferred by means of a Chevalley basis to a field
k whose characteristic does not divide any Nα,β≠0.
Also assume Σ is indecomposable of rank>1. Prove:
(a) |
The relations [Xα,Xβ]=Nα,βXα+β,α+β≠0,
form a defining set for ℒ. Hint: define
Hα=[Xα,X-α]
and show that the relations of Theorem 1 hold.
|
(b) |
ℒ=𝒟ℒ, the derived algebra of ℒ.
|
(c) |
Every central extension of ℒ splits. Hint: parallel the proof of Theorem 10.
|
Corollary 1: The relations (A),(B),(B') can be lifted to any central extension of G.
Corollary 2:
(a) |
G′ is centrally closed. Each of its central extensions splits. Its Schur multiplier is trivial.
It yields the u.c.e. of all the Chevalley groups of the given type, and covers linearly all of the projective representations of these groups.
|
(b) |
If k is finite or more generally an algebraic extension of a finite field, then (a) holds with G′ replaced by G.
|
|
|
Proof. |
|
This follows from various of the generalities at the beginning of this section.
E.g., if k is finite, |k|>4 and
SL2(9) is excluded,
then
SL2(k),
Spn(k), and
Spinn(k) all have trivial Schur multipliers, and the natural
central extensions SLn→PSLn,
Spn→PSpn,
Spinn→SOn are all universal.
□
|
Corollary 3: Assume G,G′, and
π are as above. If k* is infinite and divisible
(u∈k*,n∈ℤ
implies there exists v∈k* with
vn=u), then the Schur multiplier of
G; i.e., C=ker π,
is also divisible.
|
|
Proof. |
|
Elements of the form
f(t,u)=
hα(t)
hα(u)
hα(tu)-1
in G′ α∈Σ generate
C. We have
f(t,vw2)=
f(t,v)f(t,w2)
by Lemma 39(a). By induction, we get
f(t,w2n)=
f(t,w2)n
for arbitrary n. Since for
u∈k* we can find
w∈k* such that
u=w2n, the proof is complete.
□
|
Corollary 3a: If k* is infinite and divisible by a set of primes including 2, then
C is also divisible by these primes.
Corollary 3b: If k* is infinite and divisible, then any central extension of
G by a kernel which is a reduced group (no divisible subgroups other than 1) is trivial; i.e. it splits.
|
|
Proof. |
|
Let (ψ,E) be a central extension of G with
ker ψ reduced. Since
(π,G′) is u.c.e. we have
φ:G′→E so that
ψφ=π. Since
C=ker π is divisible, so is
φC⊆ker ψ. Hence
φC=1 and
ker φ⊇ker π.
Thus, there is a homomorphism θ:G→E so that
θπ=φ. Therefore,
ψθπ=π on
G′ and ψθ=1
on G.
□
|
Corollary 3c: If k* is infinite and divisible, then any finite dimensional projective representation of
G can be lifted uniquely to a linear representation.
|
|
Proof. |
|
Assume σ:G→PGL(V).
Since G=𝒟G, we have
σ:G→PSL(V).
Let ρ:SL(V)→PSL(V)
be the natural projection. Since dim V is finite, we have
ker ρ is finite and thus
ker ρ is reduced. Consider the central extension
(ψ,E) of G where
E=
{
(x,y) |
σx=ρy,x∈G,
y∈SL(V)
}
⊆G×SL(V)
and ψ(x,y)=x,
(x,y)∈E. Now
ker ψ=1×ker ρ
is reduced, so by Corollary 3b, we have θ:G→E with
ψθ=1 on G. If
ψ′(x,y)=y,
(x,y)∈E, then
σ′=ψ′θ:G→SL(V)⊂GL(V)
with ρσ′=ρψ′θ=σψθ=σ.
□
|
Example: Corollary 3c says, for example, that every finite dimensional representation of SLn(ℂ)
can be lifted to a linear one. (The novelty is that the representation is not assumed to be continuous.)
Theorem 11: If Σ is an indecomposable root system, if
char k=p≠0, and if
G=𝒟G (i.e. we exclude |k|=2,
Σ of type A1,B2, or
G2 and |k|=3,
Σ of type A1), then
(π,G′) uniquely covers all central extensions of
G for which the kernel has no p-torsion.
|
|
Proof. |
|
By Theorem 10, we could assume |k|≤4 or
|k|=9. However, the proof does not use this
assumption or Theorem 10. If (ψ,E) is a central extension of G
such that C=ker ψ has no
p-torsion, then we wish to show (A), (B), and (B') can be lifted to E.
(1) Assume C is divisible by p. Choose
φxα(t)∈E so that
ψφxα(t)=xα(t)
and (φxα(t))p=1,
α∈Σ,
t∈k. We claim relations (A), (B) and (B') hold on the
φx's.
(1a) If α,β are roots, α+β not a root, and
α+β≠0, then
φxα(t) and
φxβ(u) commute,
t,u∈k. We have
φxα(t)
φxβ(u)
φxα(t)-1
=
fφxα(u)
with f∈C. Taking pth powers, we get
1=fp which implies f=1 since
C has no p-torsion.
(1b) The relations (A) hold. Taking pth powers of
φxα(t)
φxα(u)
=fφα(t+u),
f∈C, we get f=1 as before.
(1c) Exercise: Relations (B) and (B') also hold.
(2) General case.
(2a) C can be embedded in a group C′ which is divisible by p
and has no p-torsion. We have a homomorphism θ of a free Abelian group F
onto C. Now F⊗ℤQ
is a divisible group, and we can identify F with
F⊗ℤℤ⊂F⊗ℤQ.
Hence C=F/ker θ⊂F⊗ℤQ/ker θ=D,
say, and D is a divisible group. Moreover, since C has no p-torsion,
C∩Dp=1 where Dp is the
p-component of D. Thus, C
projects faithfully into D/Dp=C′
which is divisible and has no p-torsion.
(2b) Conclusion of proof. Form E′=EC′,
the direct product of E and C′ with C amalgamated, and define
ψ′:E′→G by
ψ′(ec′)=ψ(e),
e∈E, c′∈C′.
Now (ψ′,E′) satisfies the
assumptions of (1) so the relations (A), (B), (B') can be lifted to E′.
However, by Lemma 32', the lifted group is its own derived group and hence contained in E.
□
|
Corollary 1: Every projective representation of G′ in a field of characteristic
p can be lifted to a linear one.
Corollary 2: The Schur multiplier of G′ is a
p-group.
|
|
Proof. |
|
These are easy exercises.
□
|
Since the kernel of the map π:G′→G
above turns out to be the Schur multiplier of G, its structure for k arbitrary is of some
interest. The result is:
Theorem 12: (Moore, Matsumoto) Assume Σ is an indecomposable root system and
k a field with |k|>4. If
G is the universal Chevalley group based on Σ and
k, if G′ is the group defined by (A), (B), (B'),
and if π is the natural map from G′ to G with
C=ker π, the Schur multiplier of G,
then C is isomorphic to the abstract group A generated by the symbols
f(t,u)
(t,u∈k*) subject to the relations:
(a) |
f(t,u)f(tu,v)=
f(t,uv)f(u,v),
f(1,u)=
f(u,1)=1
|
(b) |
f(t,u)f(t,-u-1)=
f(t,-1)
|
(c) |
f(t,u)=
f(u-1,t)
|
(d) |
f(t,u)=
f(t,-tu)
|
(e) |
f(t,u)=
f(t,(1-t)u)
|
and in the case
Σ is not of type
Cn
(n≥1)(C1=A1)
the additional relation:
(ab') |
f is bimultiplicative.
|
In this case relations (a)-(e) may be replaced by (ab') and
(c') |
f is skew
|
(d') |
f(t,-t)=1
|
(e') |
f(t,1-t)=1.
|
The isomorphism is given by
φ:f(t,u)→
hα(t)
hα(u)
hα(tu)-1,
α is a fixed long root.
Remark: These relations are satisfied by the norm residue symbol in class field theory, which is a significant aspect of Moore's work.
|
|
Partial Proof. |
|
(1) If 𝔥α is the group generated (in G') by all hα(t),
α a fixed long root, then C⊆𝔥α. We know that
hα(t)
hα(u)
hα(tu)-1,
α∈Σ,
t∈k*,
form a generating set for C. Using the Weyl group we can narrow the situation to at most two roots
α,β with α long, β short, and
(α,β)>0. Hence,
〈β,α〉=1 and
(hα(t),hβ(u))=
hβ(tu)
hβ(t)-1
hβ(u)-1
=
hα(t)
hα(u〈α,β〉)
hα(tu〈α,β〉)-1
by Lemma 37(f). This shows a will suffice.
(2) φ is a mapping onto C. This follows from (1).
(3) φ is a homomorphism. We must show that the relations hold if f(t,u)
is replaced by hα(t)hα(u)hα(tu)-1.
The relations (a) are obvious. A special case (u=1) of (e) has been shown in Lemma 39(d).
The other relations (b), (c), (d) follow from the commutator relations connecting the h's and the
w's.
(3') Assume Σ is not of type Cn.
In this case there is a root γ so that
〈α,γ〉=1. Thus
f(t,v)=
hγ(u)
f(t,v)
hγ(u)-1
=
hα(tu)
hα(u)-1
hα(uv)
hα(tuv)-1
=
f(t,u)-1
f(t,uv)
or
f(t,uv)=
f(t,u)
f(t,v)
.
By relation (c),
f(uv,t)=
f(u,t)
f(v,t).
(4) φ is an isomorphism. This is done by constructing an explicit model for
G′.
□
|
Now let G be a connected topological group. A covering of G is a couple
(π,E) such that E is a connected topological group and
π is a homomorphism of E onto G which maps a neighborhood of 1 in E
homeomorphically onto a neighborhood of 1 in G; i.e., which is a local isomorphism. A covering is
universal if it covers all other covering groups. If (id,G)
is a universal covering, we say that G is simply connected.
Remarks:
(a) |
A covering (π,E) of a connected group is necessarily central as was noted at the beginning of this section.
|
(b) |
If a universal covering exists, then it is unique and each of its coverings of other covering groups is unique. This follows from the fact that a connected group
is generated by any neighborhood of 1.
|
(c) |
If G is a Lie group, then a universal covering for G exists and simple connectedness is equivalent to the property that
every continuous loop can be shrunk to a point (See Chevalley, Lie Groups or Cohn, Lie Groups.)
|
Theorem 13: If G is a universal Chevalley group over ℂ viewed as a Lie group, then G is simply connected.
Before proving Theorem 13, we shall first state a lemma whose proof we leave as an exercise.
Lemma 41: If t1,t2,…,tn
are complex numbers such that
|t1|<ε,
i=1,2,…,n
and ∑i=1nti=0,
there exist ti and tj such that
|ti+tj|<ε.
|
|
Proof of Theorem 13. |
|
Let (π,E) be a covering of G.
Locally π is invertible so we may set φ=π-1
on some neighborhood of 1 in G. We shall show that φ can be extended to a
homomorphism of G onto E, i.e., (id,G)
covers (π,E). It suffices to show that
φ can be extended to all of G so that the relations (A), (B), (B'), (C) hold on the
φx's.
Consider the relations
(A)
φxα(t)
φxα(u)=
φxα(t+u)
α∈Σ.
Since φ is locally an isomorphism, there is ε>0 such that (A) holds for
|t|<ε,
|u|<ε. If
t∈k,
t=Σti,
|ti|<ε, then set
φxα(t)=
∏φxα(ti).
Using induction and Lemma 41, we see that φxα(t)
is well defined. Clearly, (A) then holds for all t,u∈k.
Alternatively, we could note that 𝔛α is topologically equivalent to ℂ and hence
simply connected. Thus, φ extends to a homomorphism of 𝔛α into E
and (A) holds. Clearly the extension of φ to 𝔛α is unique.
To obtain the relations (B), let α,β be roots
α≠±β, let S be the set of roots of the form
iα+jβ
(i,j∈ℤ+),
and let 𝔛S be the corresponding unipotent subgroup of G.
Topologically, 𝔛S is equivalent to ℂn for some
n, and is hence simply connected. As before φ can be extended to a homomorphism of
𝔛S into E, and the relations (B) hold. This extension is consistent
with those above, by the uniqueness of the latter.
We now consider
hα(t)=
xα(t)
x-α(-t-1)
xα(t).
wα(-1)=
xα(t-1)
x-α
(1-t-1)
xα(-1)
xα(t-1)wα(-1)
where xy=y-1xy.
Hence, if t is near 1 in ℂ, then
φhα(t) is near 1 in
E. Thus, φhα(t)
is multiplicative near 1 and hence Abelian everywhere (recall that ψ is central). We then have
φhα(u)=
φhα(t)
φhα(u)
φhα(t)-1
=
φhα(t2u)
φhα(t2)-1
by Lemma 37(f). Since ℂ has square roots, we have φhα
is multiplicative, i.e., (C) holds.
□
|
Examples: SLn(ℂ),
Spn(ℂ), and
Spinn(ℂ) are simply connected.
These cases can also be proved by induction on n. (See Chevalley, Lie Groups, Chapter II.)
Remarks:
(a) If ℂ is replaced by ℝ in the preceding discussion, then relations (A), (B) can be lifted exactly as before.
Also φhα is still multiplicative if one of the two arguments is positive. Further
ker π is generated by
φhα(-1)2,
α a fixed long root, and, if type Cn
(n≥1) is excluded, then
hα(-1)4=1 or
wα(-1)8=1.
Prove all of this.
(b) Moore has constructed a universal covering of G and has determined the fundamental group in case k is a
p-adic field, using appropriate modifications of the definitions (here G is totally disconnected.)
(c) Let G be a Chevalley group over k,G′
the corresponding universal group, and π:G′→G
the natural homomorphism. If k is algebraically closed and if only appropriate coverings are allowed, then
(π,G′) is a universal covering of G
in the sense of algebraic groups.
We close this section with a result in which the coefficients may come from any ring (associative with 1). The development is based in part on a letter from J. Milnor.
Let R be the ring, and let GL(R) be the group of infinite
matrices which are equal to the identity everywhere except for a finite invertible block in the upper left hand corner. Thus,
GLn(R)⊂GL(R),
n=1,2,…. Let
E(R) be the subgroup of GL(R)
generated by the elementary matrices 1+tEij
(t∈R,i≠j,i,j=1,2,…),
where Eij is the usual matrix unit. For example, if R is a field, then
E(R)=SL(R),
a simple group whose double coset decomposition involves the infinite symmetric group. Indeed, if R is a Euclidean domain, then
E(R)=SL(R).
Lemma 42:
(a) |
E(R)=𝒟GL(R)
|
(b) |
E(R)=𝒟E(R)
|
|
|
Proof. |
|
The relation (1+tEik,1+Ekj)=1+tEij
shows (b) and hence also E(R)⊆𝒟GL(R).
If x,y∈GLn(R),
then xyx-1y-1∈E(R)
because in GL2n(R) we have
(1) |
[
xyx-1y-10
01
]
=
[
x0
0x-1
]
[
y0
0y-1
]
[
(yx)-10
0yx
]
|
(2) |
[x00x-1]=
[1x01]
[101-x-11]
[1-101]
[101-x1]
|
(3) |
[1x01]=
∏i=1n
∏j=n+12n
(1+xijEij),
if x=(xij).
|
□
|
We call K1(R)=GL(R)/E(R)
the Whitehead group of R. This concept is used in topology. The case in which
R=ℤ[G] is of particular interest.
Example: If R is a Euclidean domain, then
K1(R)=R*,
the group of units. (See Milnor, Whitehead Torsion.)
By Lemma 42 and (iv), E(R) has a u.c.e.
(π,U(R)). Set
K2(R)=ker π.
This notation is partly motived by the following exact sequence.
1⟶K2(R)⟶
U(R)⟶GL(R)
⟶K1(R)⟶1.
K2 is a functor from rings to Abelian groups with the following property: if
R→R′ is onto, then so is the associated map
K2(R)→K2(R′).
Remark: K2 is known to the lecturer in the following cases:
(a) |
If R is a finite field (or an algebraic extension of a finite field), then K2=1.
|
(b) |
If R is any field, see Theorem 12.
|
(c) |
If R=ℤ, then
|K2|=2.
|
Here (a) follows from Theorem 9 and the next theorem, and a proof of (c) will be sketched after the remarks following the corollaries to the next theorem.
Theorem 14: Let U(R) be the abstract group generated by the symbols
xij(t)
(t∈R,i≠j,i,j=1,2,…)
subject to the relations
(A) |
xij(t) is additive in t.
|
(B) |
(
xik(t),
xℓj(u)
)
=
{
xij(tu)
if k=ℓ,i≠j.
1
if k≠ℓ,i≠j.
|
If
π:U(R)→E(R)
is the homomorphism given by
xij(t)→1+tEij,
then
(π,U(R)) is a u.c.e. for
E(R).
|
|
Proof. |
|
(a) π is central. If x∈ker π, choose
n large enough so that x is a product of xij's
with i,j<n. Let Fn
be the subgroup of U(R) generated by the xkn's
(k≠n,k=1,2,…).
Now by (A) and (B), any element of Pn can be expressed as
∏kxkn(tk).
Since in E(R) this form is unique,
π∣Pn is an isomorphism. Also by (A) and (B),
xij(t)
Pnxij
(t)-1
⊆Pn
if i,j<n. Thus,
xPnx-1∈Pn.
If y∈Pn, then
π(x,y)=1, and since
π∣Pn is an isomorphism we have
(x,y)=1. In particular, x
commutes with all xkn(t).
Similarly, x commutes with all xnk(t)
and hence with all xij(t)=(xin(t),xnj(1)).
Thus, x is in the center of U(R).
(b) π is universal. From (B), it follows that
U(R)=𝒟U(R).
Hence it suffices to show it covers all central extensions. Let (ψ,A) be a central extension of
E(R) and let C be the center of A.
We must show that we can lift the relations (A) and (B) to A. Fix
i,j,i≠j and choose
p≠i,j. Choose
yij(t)∈ψ-1xij(t)
so that (*)
(yip(t),ypj(1))=yij(t).
We will prove that the y's satisfy the equations (A) and (B).
(b1) If i≠j,k≠ℓ, then
yik(t) and
yℓj(u) commute. Choose
q≠i,j,k,ℓ and write
yℓj(u)=
c
(
yℓq(u),
yqj(1)
)
,
c∈C.
Since yik(t) commutes up to an element of
C with yℓq(u)
and yqj(1), it commutes with
yℓj(u). Hence
(b2) {yij(t)},
i,j fixed, is Abelian.
(b3) The relations (A) hold. The proof is exactly the same as that of statement (7) in the proof of Theorem 10.
(b4) yij(t) in
(*) is independent of the choice of p. If
q≠p,i,j, set
w=
yqp(1)
ypq(-1)
yqp(1).
Transforming (*) by w and using (b1) we get
(*) with q in place of p.
(b5) The relations (B) hold. We will use:
(**) If, a,b,c
are elements of a group such that a commutes with c and such that
(b,c) commutes with
(a,b) and c, then
(a,(b,c))=((a,b),c).
Since a commutes with c,(a,(b,c))=((a,b),(b,c),c).
The other conditions insure ((a,b),(b,c)c)=((a,b),c).
Now assume i,j,k are distinct. Choose
q≠i,j,k, so that
(
yik(t),
ykj(u)
)
=
(
yik(t),
(
ykq(u),
yqj(1)
)
)
=
(
(
yik(t),
ykq(u)
)
,
yqj(1)
)
=
(
yiq(tu),
yqj(1)
)
=yij(tu)
by (*),
(**), and (b4).
This completes the proof of the theorem.
□
|
Let Un(R) denote the subgroup of
U(R) generated by
yij(t) with
i,j≤n.
Corollary 1: If n≥5, then
Un(R) is centrally closed.
Corollary 2: If R is a finite field and
n≥5 then
SLn(R) is centrally closed.
|
|
Proof. |
|
This follows from Corollary 1 and the equations
En(R)=
SLn(R)=
Un(R).
□
|
Remarks: (a) It follows that if R is a finite field and if
SLn(R) is not centrally closed, then either
|R|=9,
n=2 or |R|≤4 and
n≤4. The exact set of exceptions is:
SL2(4),
SL2(9),
SL3(2),
SL3(4),
SL4(2).
* Exercise: Prove this.
(b) The argument above can be phrased in terms of roots, etc. As such, it carries over very easily to the case in which all roots have one length.
The only other exception is D4(2).
(c) By a more complicated extension of the argument, it can also be shown that the universal Chevalley group of type Bn
or Cn over a finite field (or an algebraic extension of a finite field) is centrally closed if n
is large enough. Hence, only a finite number of universal Chevalley groups with Σ indecomposable and
k finite fail to be centrally closed.
Now we sketch a proof that K2(ℤ) is a group of order
2. The notation U,Un,…
above will be used. The proof depends on the following result:
(1) For n≥3, SLn(ℤ)
is generated by symbols xij(i,j=1,2,…,n;i≠j)
subject to the relations
(B) |
(
xik,
xℓj
)
=
{
xij
if k=ℓ,
i≠j,
1
if k≠ℓ,
i≠j.
|
(C) |
If
wij=
xij
xij-1
xij,
hij=
wij2,
then hij2=1.
|
Identifying xij with the usual
xij(1) and using
xij(t)=
xij(1)t,
we see that the relations (B) here imply those of Theorem 14. Since the last relation may be written
hij(-1)2=
hij(1)
and ±1 are the only units of ℤ, we have
SLn(ℤ) defined by the usual relations
(A), (B), (C) of §6. Perhaps there are other rings, e.g., the p-adic integers, for which this result holds.
For the proof of (1) see W. Magnus, Acta Math. 64 (1934), which gives the reference to Nielsen, who proved the key case
n=3 (it takes some work to cast Nielsen's result into the above form). The case n=2,
with (B) replaced by (B')
w12x12
w12-1
=x21-1,
is simpler and is proved in an appendix to Kurosh, Theory of Groups.
Now let xij,wij,hij
refer to elements of Un(ℤ).
(2) If Cn is the kernel of
πn:Un(ℤ)→SLn(ℤ)
and n≥3, then Cn is generated by
h122m and
(h122)2=1.
As usual, we only require (C) when i,j=1,2,
and h122∈Cn Setting
h122=1 amounts to dividing by
〈h122〉,
which thus equals Cn. The relation
h23h12h23-1
=h12-1,
which may be deduced from (B) as in the proof of Lemma 37, then yields
h122=h12-2.
(3) h122≠1 if
n≥3.
Assume not. There is a natural map Un(ℤ)→Un(ℝ),
xij→xij(1).
This maps h122 onto
h12(-1)2, which (see Remark
(a) after the proof of Theorem 13) generates the kernel of
Un(ℝ)→SLn(ℝ).
Thus SLn(ℝ) is centrally closed, hence
simply connected. Since SLn(ℝ)
can be contracted to SOn (by the polar decomposition, which will be proved in the next section)
which is not simply connected since Spinn→SOn
is a nontrivial covering, we have a contradiction.
It now follows from (2), (3) and Theorem 14 that
|K2(ℤ)|=2.
By Corollary 1 above the same conclusion holds with SL(ℤ)
replaced by any SLn(ℤ) with
n≥5.
Exercise: Let SAn be
SLn x translations of the underlying space,
kn with k again a field. I.e.,
SAn is the group of all
(n+1)×(n+1)
matrices of the form [xy01]
where x∈SLn,
y∈kn.
SAn is generated by
xij(t),
t∈k,
i≠j, i=1,2,…,n,
j=1,2,…,n+1.
Prove:
(1) |
If the relation
(C) |
hij(t) is multiplicative.
|
is added to the relations (A) and (B) of Theorem 14, a complete set of relations for SAn is obtained.
|
(2) |
If k is finite, (C) may be omitted.
|
(3) |
If n is large enough, the group defined by (A) and (B) is a u.c.e. for
SAn.
|
(4) |
Other analogues of results for SLn.
|
We remark that
SA2(ℂ)
is the universal covering group of the inhomogeneous Lorentz group, hence is of interest in quantum mechanics.
Notes and References
This is a typed excerpt of Lectures on Chevalley groups by Robert Steinberg, Yale University, 1967. Notes prepared by John Faulkner and Robert Wilson.
This work was partially supported by Contract ARO-D-336-8230-31-43033.
page history